linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Stephani Ann Mitchell

Nationwide Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stephani? Claim Your Profile

About Stephani Ann Mitchell

Stephani Mitchell is a financial professional with over 19 years of experience in the financial services industry. Stephani is currently registered with Nationwide Securities, LLC in Columbus, OH. Stephani has been registered with this firm since 2008. Previously, Stephani was registered with 1717 Capital Management Company and Nationwide Investment Services Corporation. Stephani is licensed to offer securities in Ohio. Nationwide Securities, LLC is a financial services firm with a focus on investment advisory services, including financial planning and portfolio management for both individuals and businesses.

Firm Information

Stephani Mitchell is currently registered with Nationwide Securities, LLC. Nationwide Securities, LLC is a Limited Liability Company that was formed in October 2007 and is headquartered in Columbus, OH. The firm is registered with the SEC and is licensed to operate in all 50 states and the District of Columbia. Nationwide Securities offers financial planning, selection of other advisors, and portfolio management for individuals. They have a total of 52 registered representatives, 26 of whom are Investment Adviser Representatives. The firm has reported 10 regulatory events and 3 arbitrations.
Nationwide Securities, LLC

10 WEST NATIONWIDE BLVD

COLUMBUS, OH 43215

Not reported

Assets Under Management

79

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stephani Mitchell’s Registration & Firm History

OH

02/25/2008 - Present

Nationwide Securities, LLC (COLUMBUS OH)

OH

11/14/2007 - 08/01/2008

1717 CAPITAL MANAGEMENT COMPANY (DUBLIN OH)

OH

09/23/2003 - 11/15/2007

NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)

Not sure if Stephani Ann Mitchell is right for you?

Licenses & Designations

BC

Issued 06/24/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2008

Series 7 - General Securities Representative Examination

BC

Issued 09/22/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stephani Ann Mitchell. Review regulatory record here.
Not sure if Stephani Ann Mitchell is right for you?