Unclaimed
Stephane Ditullio has been in the financial services industry since 2008. Stephane is currently registered with Marex Capital Markets Inc. and has previously held positions at BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, DEUTSCHE BANK SECURITIES INC., and BARCLAYS CAPITAL INC.. Stephane holds FINRA Series 3, 7, and 63 licenses, as well as the SIE. Stephane is registered in several states including California, Colorado, Connecticut, Florida, Illinois, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2023 - Present
Marex Capital Markets Inc. (NEW YORK NY)
NY
05/10/2019 - 08/22/2023
BOFA SECURITIES, INC. (NEW YORK NY)
NY
11/15/2012 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/01/2009 - 10/09/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/13/2008 - 04/09/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 10/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2011
Series 3 - National Commodity Futures Examination
BC
Issued 02/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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