Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephan? Claim Your ProfileStephan Ronald Ernharth is a financial advisor who has been in the industry since January 23, 1990. Stephan is currently registered with LPL Financial LLC and is licensed to provide financial services in Pennsylvania and Texas. Stephan has worked with a number of firms throughout their career including National Planning Corporation, NFP Securities, Inc., and VSR Financial Services, Inc. Stephan holds licenses for Series 7, 63, 65 and 66 exams and has a SIE license. Stephan provides financial services to a variety of clients including individuals, corporations, pension and profit-sharing plans, charitable organizations, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/23/2024 - Present
LPL Financial LLC (PITTSBURGH PA)
PA
05/31/2005 - 11/29/2017
NATIONAL PLANNING CORPORATION (PITTSBURGH PA)
TX
01/05/2000 - 05/31/2005
NFP SECURITIES, INC. (AUSTIN TX)
KS
01/24/1990 - 01/07/2000
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
BOTH
Issued 07/11/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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