Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephan? Claim Your ProfileStephan M. Moonesar is a financial advisor who has been in the industry since 2012. Stephan is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has held previous positions with WTS Proprietary Trading Group LLC, LPL Financial LLC and AXA Advisors, LLC. Stephan has Series 7, SIE, and 57TO licenses. Stephan is registered in 30 states including New Jersey, Texas and Arizona. Stephan is a registered representative with the firm in New Jersey and Texas. Stephan is also registered as an investment advisor representative in New Jersey and Texas. Stephan has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since January 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/22/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EGG HARBOR TOWNSHIP NJ)
NY
07/25/2012 - 11/27/2012
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
NJ
02/03/2011 - 04/14/2011
LPL FINANCIAL LLC (FRANKLIN LAKES NJ)
NY
10/16/2009 - 03/11/2010
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 02/09/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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