Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephan? Claim Your ProfileStephan Finazzo is a financial professional with over 15 years of experience in the industry. Stephan is currently registered with TP Icap Global Markets Americas LLC and has previously held positions with Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., and Tullett Liberty Securities LLC. Stephan holds the Series 30, Series 3, Series 7, and SIE licenses. Stephan is also a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/06/2011 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/10/2009 - 05/24/2010
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NJ
01/16/2007 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NY
11/22/2006 - 01/19/2007
TULLETT LIBERTY SECURITIES LLC (NEW YORK NY)
BC
Issued 02/28/2024
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2011
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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