Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephan? Claim Your ProfileStephan John Hess is a financial advisor who has been in the industry since 1992. Stephan is currently registered with Commonwealth Financial Network in Harrisonburg, Virginia. Stephan also has previous registrations with Raymond James Financial Services, Inc., UVEST Financial Services Group, Inc., Woodbury Financial Services, Inc., Tower Square Securities, Inc., Josephthal & Co., Inc., Westfield Financial Corporation, Hibbard Brown & Co., Inc., and Thomas James Associates, Inc.. Stephan holds a variety of licenses and certifications including the Series 7, Series 24, Series 63, and Series 65 exams. Stephan is also a Certified Financial Planner. Stephan's primary focus is in providing financial planning and investment management services to individuals, corporations, and charitable organizations. Stephan is a valuable resource for clients seeking guidance on a variety of financial matters, including retirement planning, college savings, estate planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
11/30/2011 - Present
Commonwealth Financial Network (HARRISONBURG VA)
VA
01/04/2010 - 12/01/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (HARRISONBURG VA)
VA
03/01/2005 - 01/13/2010
UVEST FINANCIAL SERVICES GROUP, INC. (HARRISONBURG VA)
MN
04/23/2001 - 03/03/2005
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
CA
04/20/1999 - 04/24/2001
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
12/16/1994 - 04/22/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
08/25/1994 - 11/01/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NY
03/24/1992 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/19/1994 - 09/06/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
08/05/1994 - 08/19/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
IA
Issued 03/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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