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Stephan J Mazzacca

Safra Securities LLC

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About Stephan J Mazzacca

Stephan Mazzacca is a financial advisor with Safra Securities LLC located in New York, NY. Stephan has been in the financial industry since 2008 and has a Series 7, Series 66 and SIE license. Stephan has previously worked at Ladder Capital Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Stephan Mazzacca is currently registered with Safra Securities LLC. Safra Securities LLC, a Limited Liability Company formed in 2009, is registered with the SEC and in 42 states. The firm has been involved in 2 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephan Mazzacca’s Registration & Firm History

NY

01/12/2018 - Present

Safra Securities LLC (NEW YORK NY)

NY

07/21/2011 - 06/16/2017

LADDER CAPITAL SECURITIES LLC (NEW YORK NY)

NJ

04/08/2010 - 02/01/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PARAMUS NJ)

NY

03/07/2003 - 09/21/2005

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/29/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephan J Mazzacca.
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