Unclaimed
Stephan Sabo is an Iowa-based financial advisor with over 13 years of experience in the industry. Stephan is currently registered with Cetera Advisor Networks LLC and has held previous registrations with SECURIAN FINANCIAL SERVICES, INC. and CRI SECURITIES, LLC. Stephan holds the Series 7, Series 66, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
08/10/2023 - Present
Cetera Advisor Networks LLC (IOWA CITY IA)
IA
04/23/2010 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (IOWA CITY IA)
IA
04/23/2010 - 10/21/2021
CRI SECURITIES, LLC (IOWA CITY IA)
BOTH
Issued 05/05/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stephan Sabo is the right advisor for you? Invested Better is here to help.