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Stephan Edwin Mise

Ameritas Investment Company, LLC

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About Stephan Edwin Mise

Stephan Mise has been in the financial industry for over 30 years. Stephan is currently registered with Ameritas Investment Company, LLC in Texas. Stephan has a strong background in investment products and variable contracts, having passed the Series 6 exam in 1986. Stephan also holds the SIE exam. Stephan has a diverse employment history, including positions with LPL Financial LLC, GWFS Equities, Inc., Nationwide Investment Services Corporation, Hornor, Townsend & Kent, Inc., and Lucien, Stirling & Gray Financial Corporation.

Firm Information

Stephan Mise is currently registered with Ameritas Investment Company, LLC. Ameritas Investment Company, LLC is a Limited Liability Company formed in April 1984. It is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

297

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephan Mise’s Registration & Firm History

NE

11/13/2014 - Present

Ameritas Investment Company, LLC (LINCOLN NE)

TX

04/11/2007 - 11/28/2014

LPL FINANCIAL LLC (SAN ANTONIO TX)

CO

11/05/2004 - 04/01/2005

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

OH

05/08/2002 - 05/18/2004

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

PA

03/01/1999 - 10/25/2000

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

PA

04/02/1996 - 12/14/1998

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

TX

01/22/1993 - 04/19/1994

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION (AUSTIN TX)

NA

11/07/1989 - 12/08/1992

NEW ENGLAND SECURITIES

NY

05/06/1986 - 12/08/1992

NEW ENGLAND SECURITIES (NEW YORK NY)

NA

04/26/1989 - 07/17/1989

INTEGRATED RESOURCES EQUITY CORPORATION

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Licenses & Designations

BC

Issued 04/03/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephan Edwin Mise.
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