Unclaimed
Stephan Tow is a financial advisor with over 30 years of experience in the industry. Stephan is currently registered with Howard Capital Management Group, LLC. Stephan has a strong track record of success in providing financial advice to individuals, corporations, and pension plans. Stephan holds a Series 7, 24, 63 and 65 licenses. Stephan is a Chartered Financial Consultant and holds a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2025 - Present
Howard Capital Management Group, LLC (LOS ANGELES CA)
CA
03/09/2007 - 09/22/2011
M HOLDINGS SECURITIES, INC. (SHERMAN OAKS CA)
FL
11/28/1994 - 03/02/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
04/08/1991 - 12/13/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
MN
07/31/1989 - 02/22/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/31/1989 - 02/22/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MA
04/12/1988 - 12/31/1990
MUTUAL SERVICE CORPORATION (BOSTON MA)
NA
02/09/1987 - 08/10/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
07/20/1983 - 02/26/1987
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
NA
05/24/1984 - 01/02/1987
FIRST AFFILIATED SECURITIES, INC.
IA
Issued 06/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/1985
Series 24 - General Securities Principal Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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