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Stephan David Wing

Morgan Stanley & Co. LLC

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About Stephan David Wing

Stephan David Wing is a financial advisor currently registered with Morgan Stanley & Co. LLC in New York, New York. Stephan has been in the financial services industry since August 2006 and has held previous roles at J.P. Morgan Securities LLC, BNY Mellon Capital Markets, LLC, BNY Capital Markets Inc. and BNY Investment Center Inc.

Firm Information

Stephan Wing is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephan Wing’s Registration & Firm History

NY

08/07/2023 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

NY

07/19/2013 - 05/08/2023

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

04/30/2008 - 07/16/2012

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

01/23/2008 - 04/30/2008

BNY CAPITAL MARKETS INC. (NEW YORK NY)

NY

05/04/2007 - 01/02/2008

BNY INVESTMENT CENTER INC. (NEW YORK NY)

NY

09/10/2004 - 09/27/2006

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/20/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/16/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2005

Series 3 - National Commodity Futures Examination

BC

Issued 09/09/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephan David Wing.
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