Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephan? Claim Your ProfileStephan Winn is an investment advisor representative with Cetera Investment Advisers LLC. Stephan Winn has been in the industry since July 19, 1999. Stephan Winn has passed the Series 63, Series 65, Series 7 and Series 24 exams. Stephan Winn's current registrations include California for both Broker-Dealer and Investment Advisor. Stephan Winn is also registered as a Broker-Dealer in Nevada. Stephan Winn was previously registered with CUSO FINANCIAL SERVICES, L.P. and MULTI-FINANCIAL SECURITIES CORPORATION. Cetera Investment Advisers LLC is a registered investment adviser with the Securities and Exchange Commission (SEC). Cetera Investment Advisers LLC is a full-service firm that offers a wide range of financial products and services to individual investors, families, businesses and institutions.
WILDOMAR, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/21/2024 - Present
Cetera Investment Advisers LLC (WILDOMAR CA)
CA
09/18/2007 - 07/15/2008
CUSO FINANCIAL SERVICES, L.P. (PASADENA CA)
CA
06/22/1999 - 10/02/2007
MULTI-FINANCIAL SECURITIES CORPORATION (HESPERIA CA)
IA
Issued 1/13/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/3/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/20/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stephan Winn is the right advisor for you? Invested Better is here to help.
