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Stephan Bolko Nawrocki

BNP Paribas Securities Corp.

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About Stephan Bolko Nawrocki

Stephan Nawrocki is a securities professional with over 8 years of experience in the financial industry. Stephan is currently registered with BNP Paribas Securities Corp. in New York, Iselin, NJ and San Francisco, CA. Stephan has a broad range of licenses and registrations including Series 3, 7, 17, 24, 55, 57, and 63. Stephan has passed the SIE exam and is active in 52 states and jurisdictions across the United States.

Firm Information

Stephan Nawrocki is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephan Nawrocki’s Registration & Firm History

NY

09/24/2014 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/17/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/09/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/30/2014

Series 3 - National Commodity Futures Examination

BC

Issued 09/24/2014

Series 17 - Limited Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephan Bolko Nawrocki.
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