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Stella M Yan

Canaccord Genuity LLC

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About Stella M Yan

Stella Yan is a registered representative at Canaccord Genuity LLC. Stella has been in the securities industry since 2012. Stella is currently registered with FINRA as a General Securities Representative and holds the Series 7, Series 99 and SIE licenses. Previously, Stella worked at CANTOR FITZGERALD & CO. in New York, NY.

Firm Information

Stella Yan is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stella Yan’s Registration & Firm History

NY

08/20/2013 - Present

Canaccord Genuity LLC (NEW YORK NY)

NY

05/24/1994 - 08/30/1995

CANTOR FITZGERALD & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/2013

Series 99 - Operations Professional Examination

BC

Issued 08/23/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stella M Yan.
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