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Stella M Catoggio

Allaria Securities, LLC

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About Stella M Catoggio

Stella M. Catoggio is a registered representative with Allaria Securities, LLC and has been in the securities industry since November 9, 1998. Stella is currently registered in 8 states, including California, Connecticut, Florida, Iowa, Massachusetts, New Mexico, New York, and Texas. Stella has passed multiple industry exams, including the Series 7, Series 24, Series 55, Series 57TO, and the SIE. Stella was previously registered with Deutsche Bank Securities Inc. and Deutsche IXE, LLC.

Firm Information

Stella Catoggio is currently registered with Allaria Securities, LLC. Allaria Securities, LLC is a Limited Liability Company formed in November 2016. The firm is registered in nine states: California, Colorado, Connecticut, Florida, Iowa, Massachusetts, New Mexico, New York, and Texas. Allaria Securities, LLC also holds one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stella Catoggio’s Registration & Firm History

FL

10/01/2018 - Present

Allaria Securities, LLC (MIAMI FL)

NY

02/01/2006 - 05/02/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

06/23/2003 - 01/30/2006

DEUTSCHE IXE, LLC (NEW YORK NY)

NY

01/20/1998 - 01/31/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/07/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 05/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/17/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stella M Catoggio.
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