Unclaimed
Stella M. Catoggio is a registered representative with Allaria Securities, LLC and has been in the securities industry since November 9, 1998. Stella is currently registered in 8 states, including California, Connecticut, Florida, Iowa, Massachusetts, New Mexico, New York, and Texas. Stella has passed multiple industry exams, including the Series 7, Series 24, Series 55, Series 57TO, and the SIE. Stella was previously registered with Deutsche Bank Securities Inc. and Deutsche IXE, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/01/2018 - Present
Allaria Securities, LLC (MIAMI FL)
NY
02/01/2006 - 05/02/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/23/2003 - 01/30/2006
DEUTSCHE IXE, LLC (NEW YORK NY)
NY
01/20/1998 - 01/31/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 02/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 05/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stella Catoggio is the right advisor for you? Invested Better is here to help.