Unclaimed
Stella Daikwor Alaba is a registered representative with Wells Fargo Clearing Services, LLC. Stella is based in Bethesda, MD and has been in the industry since September 2014. Stella is licensed to offer investment advice in Delaware, District of Columbia, Maryland, Massachusetts, New York, Utah and Virginia. Prior to joining Wells Fargo Clearing Services, LLC Stella was a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stella has a diverse range of investment experience and holds several industry licenses including Series 4, 7, 9, 10, 66 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
08/11/2022 - Present
Wells Fargo Clearing Services, LLC (BETHESDA MD)
MD
08/18/2014 - 07/08/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BETHESDA MD)
BOTH
Issued 11/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2017
Series 4 - Registered Options Principal Examination
BC
Issued 04/29/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/18/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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