Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steffy? Claim Your ProfileSteffy Kaiser is a financial advisor with Janney Montgomery Scott LLC, a firm with a long history of providing investment guidance. Steffy has been working in the financial industry since 2010 and has a strong track record of helping clients achieve their financial goals. Steffy holds several industry licenses and certifications, including the Series 7, Series 66, and the Securities Industry Essentials (SIE) Exam. Steffy specializes in providing financial planning, portfolio management, and pension consulting services. Steffy is committed to providing her clients with personalized advice and guidance to help them make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
05/28/2024 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
MN
08/19/2011 - 05/31/2024
WELLS FARGO CLEARING SERVICES, LLC (BLOOMINGTON MN)
FL
01/01/2011 - 09/06/2011
MORGAN STANLEY SMITH BARNEY (PALM HARBOR FL)
BOTH
Issued 06/11/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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