Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steffen? Claim Your ProfileSteffen Watkins is a financial advisor at Citigroup Global Markets Inc. Steffen has been in the financial services industry since 2017. Steffen is registered with FINRA and the state of Florida as an investment advisor representative. Steffen has a Series 7, 24, 31, and 63 license, as well as a Series 65 license. Steffen specializes in asset allocation advice, financial planning, pension consulting, and portfolio management for businesses and individuals. Before joining Citigroup Global Markets Inc. Steffen worked at Raymond James & Associates, Inc. and Watchdog Capital, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/03/2022 - Present
Citigroup Global Markets Inc. (TAMPA FL)
FL
01/28/2020 - 08/12/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
12/11/2018 - 08/12/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
01/09/2018 - 11/29/2018
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
03/22/2017 - 10/16/2017
WATCHDOG CAPITAL, LLC (Tampa FL)
FL
09/28/2016 - 12/31/2016
HARBOR LIGHT SECURITIES, LLC (TAMPA FL)
IA
Issued 10/28/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2018
Series 24 - General Securities Principal Examination
BC
Issued 08/13/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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