Unclaimed
Steffen Robert Doyle is a financial advisor with Santander US Capital Markets LLC. Steffen has been in the securities industry for 2 years. Steffen is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 79, and Series 63 licenses. Steffen is also registered as an investment advisor in New York. Steffen was previously with Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/21/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
12/06/2021 - 10/11/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 11/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/03/2021
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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