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Steffen Buschbacher

RED TOP Advisors LLC

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About Steffen Buschbacher

Steffen Buschbacher is a financial advisor with Red Top Advisors LLC. Steffen has been a registered investment advisor since 2014. Steffen has experience in financial planning, portfolio management, and investment due diligence. Steffen is also a licensed securities principal and has held various roles at other financial institutions.

Firm Information

Steffen Buschbacher is currently registered with RED TOP Advisors LLC. RED TOP Advisors LLC is an investment advisor that provides investment due diligence and consultation, selection of other advisors, and portfolio management for individuals and pooled investment vehicles.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment due diligence and consultation

Investment due diligence and consultation

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steffen Buschbacher’s Registration & Firm History

WA

07/26/2018 - Present

RED TOP Advisors LLC (SEATTLE WA)

WA

02/08/2014 - 07/10/2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SEATTLE WA)

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Licenses & Designations

IA

Issued 05/13/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/04/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 08/25/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/17/2015

Series 7 - General Securities Representative Examination

BC

Issued 02/08/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steffen Buschbacher.
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