Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stefanos? Claim Your ProfileStefanos Newman is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Stefanos has been in the financial services industry since June 20, 2022. Stefanos is licensed in multiple states, including Ohio, Texas, Arizona, California, Florida, Illinois, Kentucky, Massachusetts, Michigan, New York, North Carolina, Pennsylvania, Tennessee, and West Virginia. Stefanos is also registered as an investment advisor representative in Ohio and Texas. Stefanos has passed the Series 66, Series 7, and SIE exams. Stefanos holds a Series 66 license and offers financial products and services such as portfolio management for individuals and businesses, selection of other advisors, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/12/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (COLUMBUS OH)
BOTH
Issued 07/26/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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