Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stefano? Claim Your ProfileStefano Cacciola is a financial advisor with over 20 years of experience in the industry. Stefano is registered with LPL Financial LLC and has previously worked at People's Securities, Inc., IFMG Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley DW Inc. Stefano holds Series 7, Series 24, Series 31, and SIE licenses and is a Registered Representative. Stefano is also a Registered Investment Advisor in Connecticut. Stefano specializes in providing financial advice to individuals, businesses, investment companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
08/17/2022 - Present
LPL Financial LLC (WATERBURY CT)
CT
12/01/2006 - 08/17/2022
PEOPLE'S SECURITIES, INC. (WETHERSFIELD CT)
CT
09/06/2002 - 11/27/2006
IFMG SECURITIES, INC. (WEST HARTFORD CT)
NY
12/12/2001 - 08/27/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/21/2000 - 12/12/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 03/21/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 02/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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