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Stefano Palombo

ING Financial Markets LLC

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About Stefano Palombo

Stefano Palombo is a financial professional with over 12 years of experience in the industry. Stefano is currently registered with ING Financial Markets LLC. Stefano is registered in Arizona, Colorado, Connecticut, New York, and Texas. Stefano holds the Series 63, Series 79, and SIE licenses.

Firm Information

Stefano Palombo is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stefano Palombo’s Registration & Firm History

NY

09/14/2010 - Present

ING Financial Markets LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/18/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2010

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stefano Palombo.
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