Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stefanie? Claim Your ProfileStefanie Stannard is a registered investment advisor with UBS Financial Services Inc. in Weehawken, New Jersey. Stefanie has been in the financial industry for over 18 years. Previously Stefanie was a registered representative for HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC, among other firms. Stefanie holds a Series 7, Series 10, Series 9, Series 24, Series 4, Series 14, Series 63, and Series 65 license. Stefanie is also a FINRA arbitrator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/06/2021 - Present
UBS Financial Services Inc. (Weehawken NJ)
NY
07/07/2020 - 09/23/2020
ARCVIEW CAPITAL, LLC (New York NY)
NJ
06/20/2017 - 11/11/2019
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/27/2013 - 06/06/2017
HSBC SECURITIES (USA) INC. (NEW YORK NY)
MI
10/01/2008 - 10/07/2011
J.P. MORGAN SECURITIES LLC (BLOOMFIELD HILLS MI)
MI
05/04/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (BLOOMFIELD HILLS MI)
MI
11/11/2005 - 04/12/2007
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MN
03/28/2005 - 06/08/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/28/2005 - 06/08/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MI
05/27/2004 - 03/07/2005
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MI
04/28/2004 - 05/17/2004
HANTZ FINANCIAL SERVICES, INC. (SOUTHFIELD MI)
MN
07/07/1999 - 05/17/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/07/1999 - 05/17/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2017
Series 14 - Compliance Officer Examination
BC
Issued 12/15/2006
Series 4 - Registered Options Principal Examination
BC
Issued 11/03/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/10/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stefanie Stannard is the right advisor for you? Invested Better is here to help.
