Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stefanie? Claim Your ProfileStefanie Schechter is a financial advisor registered with UBS Financial Services Inc. in New York, NY. Stefanie is licensed to offer a variety of financial services, including investment advisory, brokerage, and insurance products. Stefanie has experience in the financial services industry since May 2023 and holds several licenses and designations, including Series 7, 63, and 65. Stefanie is also a registered representative with FINRA and is a member of the Securities Industry and Financial Markets Association (SIFMA). Prior to joining UBS, Stefanie worked at Neuberger Berman BD LLC. Stefanie is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
07/22/2024 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
05/09/2023 - 07/25/2024
NEUBERGER BERMAN BD LLC (NEW YORK NY)
BC
Issued 08/21/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/17/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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