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Stefanie Nicole Swezey

Sofi Wealth LLC

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About Stefanie Nicole Swezey

Stefanie Swezey is a financial advisor with Sofi Wealth LLC. Stefanie has over 10 years of experience in the financial services industry. Stefanie is registered with the state of Florida and 50 other states. Stefanie specializes in providing financial planning and portfolio management services to individuals.

Firm Information

Stefanie Swezey is currently registered with Sofi Wealth LLC. Sofi Wealth LLC is a San Francisco, California-based registered investment advisor with over $1.36 billion in assets under management. The firm provides financial planning, educational seminars, and portfolio management services to individuals, including high-net-worth individuals. Sofi Wealth LLC also offers a wrap fee program and publishes periodicals. The firm has 70 investment advisor representatives and 4 licensed agents.
Sofi Wealth LLC

234 1ST STREET

SAN FRANCISCO, CA 94105

$1.37B

Assets Under Management

6,000

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stefanie Swezey’s Registration & Firm History

CA

07/01/2021 - Present

Sofi Wealth LLC (SAN FRANCISCO CA)

VA

02/28/2020 - 03/26/2021

AMERIPRISE FINANCIAL SERVICES, LLC (Leesburg VA)

MD

01/30/2017 - 03/08/2018

SCOTTRADE, INC. (ROCKVILLE MD)

MD

04/08/2016 - 10/26/2016

PNC INVESTMENTS (BETHESDA MD)

MD

02/09/2015 - 03/11/2016

CHARLES SCHWAB & CO., INC. (COLUMBIA MD)

VA

09/20/2013 - 01/14/2015

WELLS FARGO ADVISORS, LLC (FALLS CHURCH VA)

FL

04/04/2012 - 05/29/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

FL

11/19/2010 - 06/07/2011

FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)

FL

07/19/2010 - 08/31/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

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Licenses & Designations

BOTH

Issued 11/04/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/20/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/08/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stefanie Nicole Swezey.
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