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Stefanie Nicole Chandler

National Financial Services LLC

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About Stefanie Nicole Chandler

Stefanie Nicole Chandler is a financial advisor with over 17 years of experience in the industry. She is currently registered with National Financial Services LLC and has previously worked with Fidelity Brokerage Services LLC. Stefanie Chandler holds several licenses and certifications including Series 63, Series 10, Series 9, Series 99TO, SIE, and Series 7. Stefanie Nicole Chandler is committed to providing her clients with comprehensive financial advice and guidance.

Firm Information

Stefanie Chandler is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stefanie Chandler’s Registration & Firm History

TX

04/30/2014 - Present

National Financial Services LLC (WESTLAKE TX)

TX

05/19/2006 - 04/22/2014

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 03/31/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/19/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/11/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stefanie Nicole Chandler.
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