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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stefanie? Claim Your ProfileStefanie Lynn Walthier is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Stefanie has been in the financial industry since 1993 and has a broad range of experience working with individuals, corporations, businesses and high-net-worth clients. Stefanie is licensed to provide investment advice in Alabama, Arizona, California, Colorado, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Massachusetts, Minnesota, Mississippi, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Rhode Island, South Carolina, Tennessee, Texas, Virginia, Washington, Wisconsin and Wyoming. Stefanie is also a registered representative and is able to execute securities trades for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
12/22/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ORLAND PARK IL)
NJ
05/01/2002 - 07/07/2004
HARRISDIRECT LLC (JERSEY CITY NJ)
WA
12/09/2000 - 05/01/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
NE
04/29/1998 - 03/07/2002
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IL
04/15/2000 - 12/09/2000
HARRIS INVESTORLINE (CHICAGO IL)
IL
12/03/1996 - 04/15/2000
HARRIS INVESTORS DIRECT, INC. (CHICAGO IL)
NE
12/19/1996 - 04/30/1998
LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)
CA
03/01/1995 - 11/20/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MO
06/08/1993 - 03/01/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 05/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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