Unclaimed
Stefanie Dorozynski is a registered representative with Leigh Baldwin & Co., LLC in Utica, NY. Stefanie has been in the securities industry since April 25, 2005 and holds several licenses including Series 4, 7, 24, 63, 99TO and SIE. Stefanie specializes in portfolio management for individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees from other ria's
1
2
NY
04/25/2005 - Present
Leigh Baldwin & CO., LLC (UTICA NY)
BC
Issued 04/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2013
Series 4 - Registered Options Principal Examination
BC
Issued 06/19/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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