Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stefanie? Claim Your ProfileStefanie Gallagher is a financial professional registered in the state of New York. Stefanie has been in the industry since June 7, 2001. Stefanie is currently employed by Santander US Capital Markets LLC. Stefanie has passed the Series 7, Series 57TO, Series 79TO, and SIE exams. Stefanie was previously employed by Credit Suisse Securities (USA) LLC and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
04/06/2004 - 09/21/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/05/2001 - 04/02/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 11/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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