Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stefani? Claim Your ProfileStefani Bywater is a registered investment advisor representative who has been in the securities industry since February 28, 2005. Stefani currently works for J.p. Morgan Securities LLC and has been with them since June 2019. Stefani is also a registered investment advisor representative in the state of Illinois. Before working for J.p. Morgan Securities LLC, Stefani worked for Driehaus Securities LLC and Brokersxpress LLC. Stefani holds a Series 63, Series 66, Series 7, Series 9, Series 10, Series 24, and Series 4 licenses. Stefani is also a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
11/08/2021 - Present
J.p. Morgan Securities LLC (Boston MA)
IL
02/25/2011 - 07/02/2019
DRIEHAUS SECURITIES LLC (CHICAGO IL)
IL
11/08/2010 - 02/28/2011
BROKERSXPRESS LLC (CHICAGO IL)
IL
02/28/2005 - 11/09/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)
BOTH
Issued 11/06/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2019
Series 4 - Registered Options Principal Examination
BC
Issued 06/14/2015
Series 24 - General Securities Principal Examination
BC
Issued 12/10/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/07/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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