Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stefan? Claim Your ProfileStefan Oglevee is an investment advisor representative registered with Rockefeller Financial LLC, and has been in the financial services industry since December 1998. Stefan holds the Series 63 and Series 65 licenses, as well as the Series 7 and SIE licenses. Stefan has a proven track record of providing comprehensive financial planning and investment management services to high-net-worth individuals, charitable organizations, and corporations. Stefan has a strong understanding of the financial markets and a deep commitment to providing personalized service to each of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/27/2023 - Present
Rockefeller Financial LLC (Los Angeles CA)
CA
05/12/2011 - 05/11/2021
UBS FINANCIAL SERVICES INC. (IRVINE CA)
CA
12/17/1998 - 05/25/2011
MERCER ALLIED COMPANY, L.P. (IRVINE CA)
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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