Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stefan? Claim Your ProfileStefan Ross is a financial advisor who has been in the industry since August 12, 2000. Stefan is currently registered with Fidelity Brokerage Services LLC and has previously held positions with National Financial Services LLC, Banc of America Investment Services, Inc., Quick & Reilly, Inc., and PFS Investments Inc. Stefan holds Series 4, 6, 7, 9, 10, 24, 53, 63, and 65 licenses. Stefan also holds the SIE and Series 99TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
07/27/2011 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MA
11/14/2007 - 01/10/2011
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
10/20/2004 - 09/13/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
NY
03/31/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
GA
11/29/1999 - 04/07/2000
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 11/21/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/22/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 08/16/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/15/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/05/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/09/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/24/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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