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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stefan? Claim Your ProfileStefan Mauricio Saldivia is a financial advisor with Ameriprise Financial Services, LLC. Stefan has been in the financial services industry since 2014. Stefan holds Series 63, 66, and 7 licenses as well as the SIE. Stefan has worked with Ameriprise Financial Services, LLC since 2020 but has also worked with LPL Financial LLC, J.P. Morgan Securities LLC, and Cetera Advisor Networks LLC. Stefan is registered with the state of California. Stefan's specialties include Asset Allocation Services, Financial Planning, Pension Consulting, Educational Seminars, Publication of Periodicals, Selection of Other Advisers, Portfolio Management for Businesses, and Portfolio Management for Individuals. Stefan has had past experience working with clients such as Trusts/Estates, Insurance Companies, Charitable Organizations, High-Net-Worth Individuals, Pension and Profit-Sharing Plans, Corporations or Other Businesses, and Individuals Other Than High-Net-Worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/10/2020 - Present
Ameriprise Financial Services, LLC (LOS ANGELES CA)
CA
06/20/2016 - 08/20/2019
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
CA
09/16/2014 - 06/05/2015
LPL FINANCIAL LLC (LOS ANGELES CA)
CA
02/07/2014 - 05/23/2014
J.P. MORGAN SECURITIES LLC (SAN FERNANDO CA)
CA
05/17/2013 - 09/18/2013
CETERA ADVISOR NETWORKS LLC (TORRANCE CA)
GA
03/08/2001 - 07/25/2001
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
BOTH
Issued 08/06/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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