Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stefan? Claim Your ProfileStefan Kaplan is a financial advisor with over 30 years of experience in the industry. Stefan is currently registered with Cetera Investment Advisers LLC in Melville, NY. Prior to Cetera Investment Advisers LLC, Stefan worked with a variety of firms including North Ridge Securities Corp., MML Investors Services, LLC, MSI Financial Services, Inc., Signator Investors, Inc., Henley & Company LLC, Raymond James Financial Services, Inc., Ryan Beck & Co., Gruntal & Co., L.L.C., Josephthal & Co., Inc., and J. Gregory & Company, Inc.. Stefan specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services for both individuals and businesses. Stefan offers a variety of compensation arrangements including fixed fees, hourly charges, and percentage of assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (MELVILLE NY)
NY
10/04/2017 - 02/01/2019
NORTH RIDGE SECURITIES CORP. (MELVILLE NY)
NY
03/25/2017 - 10/03/2017
MML INVESTORS SERVICES, LLC (HAUPPAUGE NY)
NY
12/05/2011 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (HAUPPAUGE NY)
NY
01/17/2006 - 12/01/2011
SIGNATOR INVESTORS, INC. (WESTBURY NY)
NY
01/03/2005 - 12/15/2005
HENLEY & COMPANY LLC (UNIONDALE NY)
FL
11/14/2003 - 12/31/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NJ
04/29/2002 - 11/12/2003
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
02/28/2001 - 05/20/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
11/10/1993 - 03/07/2001
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
10/13/1992 - 11/12/1993
J. GREGORY & COMPANY, INC.
BC
Issued 10/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/8/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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