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Stefan Joseph McVeigh

Tradier Brokerage, Inc.

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About Stefan Joseph McVeigh

Stefan McVeigh is a registered representative in North Carolina, associated with Tradier Brokerage, Inc. Stefan holds multiple licenses, including Series 4, 7, 24, and 63. Stefan has been in the industry since February 8, 2010. Stefan has worked with firms like Quasar Distributors, LLC and Ally Invest Securities LLC in the past.

Firm Information

Stefan McVeigh is currently registered with Tradier Brokerage, Inc.. Tradier Brokerage, Inc. is a corporation that was formed on September 17, 1993. They are registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stefan McVeigh’s Registration & Firm History

NC

10/11/2021 - Present

Tradier Brokerage, Inc. (CHARLOTTE NC)

ME

03/13/2020 - 10/06/2020

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

NC

10/13/2008 - 11/19/2019

ALLY INVEST SECURITIES LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 11/18/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2010

Series 4 - Registered Options Principal Examination

BC

Issued 03/27/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stefan Joseph McVeigh. Review regulatory record here.
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