Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stefan? Claim Your ProfileStefan Contorno is a financial advisor who has been working in the industry since 1999. Stefan is currently registered with UBS Financial Services Inc., and previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, LLC, First Union Brokerage Services, Inc., and PaineWebber Incorporated. Stefan holds a variety of licenses, including Series 63, Series 65, Series 7, Series 9, Series 10, and Series 31. Stefan specializes in providing financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/02/2014 - Present
UBS Financial Services Inc. (BONITA SPRINGS FL)
FL
10/03/2008 - 05/20/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BONITA SPRINGS FL)
FL
10/01/2000 - 10/07/2008
WACHOVIA SECURITIES, LLC (FORT MYERS FL)
NC
09/15/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
07/12/1999 - 09/15/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 07/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/01/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 07/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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