Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stefan? Claim Your ProfileStefan Felix Lendi is an investment advisor representative at UBS Financial Services Inc. Stefan has been in the financial industry since December 2000 and is registered with both FINRA and the state of California. Stefan is also a member of the board of directors of Return to Zero Center for Hope and Healing Inc., a non-profit organization that advances awareness and education about perinatal loss. Stefan focuses on providing financial planning and portfolio management for individuals, businesses, and other institutions. Stefan is also experienced in providing security ratings, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
08/08/2022 - Present
UBS Financial Services Inc. (LOS ANGELES CA)
CA
06/15/2011 - 12/18/2015
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
CA
03/29/2006 - 06/15/2011
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
NY
06/11/2001 - 03/14/2006
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
11/21/2000 - 06/15/2001
UBS WARBURG LLC (NEW YORK NY)
BOTH
Issued 08/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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