Unclaimed
Stefan Kullberg is a financial advisor with over 11 years of experience in the industry. Stefan currently works at Mizuho Securities USA LLC, where Stefan has been registered since November 7, 2022. Stefan holds Series 7, 55, 57TO and SIE licenses. Before joining Mizuho Securities USA LLC, Stefan worked at Barclays Capital Inc. from February 20, 2018 to November 25, 2022. Stefan also has experience at RBC Capital Markets, LLC and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/07/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
02/20/2018 - 11/25/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/12/2013 - 02/01/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
08/19/2008 - 08/16/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 03/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/21/2009
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Stefan Kullberg is the right advisor for you? Invested Better is here to help.