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Stefan F Kullberg

Mizuho Securities USA LLC

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About Stefan F Kullberg

Stefan Kullberg is a financial advisor with over 11 years of experience in the industry. Stefan currently works at Mizuho Securities USA LLC, where Stefan has been registered since November 7, 2022. Stefan holds Series 7, 55, 57TO and SIE licenses. Before joining Mizuho Securities USA LLC, Stefan worked at Barclays Capital Inc. from February 20, 2018 to November 25, 2022. Stefan also has experience at RBC Capital Markets, LLC and Citigroup Global Markets Inc.

Firm Information

Stefan Kullberg is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stefan Kullberg’s Registration & Firm History

NY

11/07/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

02/20/2018 - 11/25/2022

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

03/12/2013 - 02/01/2018

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

08/19/2008 - 08/16/2010

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/23/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2013

Series 7 - General Securities Representative Examination

BC

Issued 09/21/2009

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stefan F Kullberg.
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