Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stefan? Claim Your ProfileStefan Johnson is a financial advisor registered with LPL Enterprise, LLC. Stefan has over 12 years of experience in the financial services industry. Stefan holds Series 7TO, SIE, and 6TO securities licenses. Stefan has also passed the Series 65 exam and is registered as an Investment Advisor Representative in Iowa, Minnesota, and Texas. Stefan is also registered to sell securities in Illinois, Iowa, Minnesota, New Jersey, New York, Texas, Washington, and Wisconsin. Stefan has a background in ministry work, renewals sales, and group benefits sales. Stefan offers financial planning, consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IA
11/14/2024 - Present
LPL Enterprise, LLC (DUBUQUE IA)
WI
04/03/2019 - 07/21/2021
TRANSAMERICA FINANCIAL ADVISORS, INC (Madison WI)
BC
Issued 03/22/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/11/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/03/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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