Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stefan? Claim Your ProfileStefan Azcarate is a financial professional with over 5 years of experience in the industry. Stefan is currently registered with Charles Schwab & CO., Inc., and has held previous positions at J.P. MORGAN SECURITIES LLC. Stefan holds several securities licenses including Series 3, 4, 7, 9, 10, 34, 57, and 63. Stefan is licensed to provide investment advice in all 50 states and the District of Columbia. Stefan is a Registered Options Principal and a General Securities Sales Supervisor. Stefan specializes in financial planning and selection of other advisors. Stefan has worked with a wide range of clients, including individuals, high-net-worth individuals, corporations, and businesses. Stefan is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
10/05/2020 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
NY
08/13/2019 - 09/22/2020
J.P. MORGAN SECURITIES LLC (New York NY)
BC
Issued 09/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2021
Series 4 - Registered Options Principal Examination
BC
Issued 09/13/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/07/2022
Series 57TO - Securities Trader Exam
BC
Issued 02/07/2022
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 02/08/2021
Series 3 - National Commodity Futures Examination
BC
Issued 08/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Stefan Azcarate is the right advisor for you? Invested Better is here to help.
