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Stavros Spucces

Wells Fargo Advisors Financial Network, LLC

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About Stavros Spucces

Stavros Spucces is a registered representative with Wells Fargo Advisors Financial Network, LLC. Stavros has been in the financial services industry since 1997 and has a proven track record of success. Stavros is committed to providing clients with personalized financial advice and guidance. Stavros holds Series 7, Series 63, and Series 65 licenses. Stavros specializes in providing financial planning, portfolio management, and investment consulting services to individuals, families, and businesses. Stavros is also a member of the ESPOA Open Space & Park Fund Review Advisory Committee. Stavros is a highly qualified and experienced financial advisor who is dedicated to helping clients achieve their financial goals.

Firm Information

Stavros Spucces is currently registered with Wells Fargo Advisors Financial Network, LLC. Wells Fargo Advisors Financial Network, LLC is a Limited Liability Company headquartered in St. Louis, Missouri. Founded in 2003, the firm offers a range of investment advisory services to individual and institutional clients, including financial planning, portfolio management, and pension consulting. Wells Fargo Advisors Financial Network, LLC is registered with the SEC and in all 50 states and the District of Columbia. The firm manages over $154 billion in regulatory assets under management.
Wells Fargo Advisors Financial Network, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103

$154.19B

Assets Under Management

2,434

Total Clients

3,095

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stavros Spucces’s Registration & Firm History

NY

07/27/2021 - Present

Wells Fargo Advisors Financial Network, LLC (MELVILLE NY)

NY

05/29/2007 - 01/27/2010

CITIGROUP GLOBAL MARKETS INC. (PLAINVIEW NY)

NY

02/13/2002 - 05/29/2007

CITICORP INVESTMENT SERVICES (PLAINVIEW NY)

NY

10/20/1998 - 02/12/2002

DREYFUS SERVICE CORPORATION (NEW YORK NY)

FL

09/30/1998 - 10/29/1998

GUNNALLEN FINANCIAL, INC (TAMPA FL)

FL

07/13/1998 - 09/15/1998

INTERNATIONAL BOND & SHARE, INC. (ST. PETERSBURG FL)

SC

06/02/1998 - 07/14/1998

FORTRESS FINANCIAL GROUP, LTD. (ISLE OF PALMS SC)

OH

03/25/1998 - 05/06/1998

CREATIVE CAPITAL MANAGEMENT CORPORATION (CLEVELAND OH)

NY

03/14/1997 - 12/09/1997

GAINES, BERLAND INC. (BETHPAGE NY)

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Licenses & Designations

IA

Issued 05/10/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/24/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stavros Spucces.
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