Unclaimed
Stavros Spucces is a registered representative with Wells Fargo Advisors Financial Network, LLC. Stavros has been in the financial services industry since 1997 and has a proven track record of success. Stavros is committed to providing clients with personalized financial advice and guidance. Stavros holds Series 7, Series 63, and Series 65 licenses. Stavros specializes in providing financial planning, portfolio management, and investment consulting services to individuals, families, and businesses. Stavros is also a member of the ESPOA Open Space & Park Fund Review Advisory Committee. Stavros is a highly qualified and experienced financial advisor who is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/27/2021 - Present
Wells Fargo Advisors Financial Network, LLC (MELVILLE NY)
NY
05/29/2007 - 01/27/2010
CITIGROUP GLOBAL MARKETS INC. (PLAINVIEW NY)
NY
02/13/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (PLAINVIEW NY)
NY
10/20/1998 - 02/12/2002
DREYFUS SERVICE CORPORATION (NEW YORK NY)
FL
09/30/1998 - 10/29/1998
GUNNALLEN FINANCIAL, INC (TAMPA FL)
FL
07/13/1998 - 09/15/1998
INTERNATIONAL BOND & SHARE, INC. (ST. PETERSBURG FL)
SC
06/02/1998 - 07/14/1998
FORTRESS FINANCIAL GROUP, LTD. (ISLE OF PALMS SC)
OH
03/25/1998 - 05/06/1998
CREATIVE CAPITAL MANAGEMENT CORPORATION (CLEVELAND OH)
NY
03/14/1997 - 12/09/1997
GAINES, BERLAND INC. (BETHPAGE NY)
IA
Issued 05/10/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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