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Starr Goldsmith

Herbert J. Sims & CO, Inc.

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About Starr Goldsmith

Starr Goldsmith is a financial professional with over 30 years of experience in the securities industry. Starr is currently registered with Herbert J. Sims & CO, Inc. and is licensed in 18 states. Previously, Starr held positions with The GMS Group, LLC, W. H. Mell Associates, Inc., Jackson Securities LLC, Greenwich Partners, LLC, Glickenhaus & Co., Taylor Byrne Securities, Inc., Shearson Lehman Brothers Inc. and Smith Barney, Harris Upham & Co., Incorporated. Starr holds the Series 7, Series 63 and SIE licenses.

Firm Information

Starr Goldsmith is currently registered with Herbert J. Sims & CO, Inc.. Herbert J. Sims & CO, Inc. is a Corporation, formed on December 12, 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Starr Goldsmith’s Registration & Firm History

CT

06/11/2014 - Present

Herbert J. Sims & CO, Inc. (FAIRFIELD CT)

CT

06/14/2007 - 06/10/2014

THE GMS GROUP, LLC (GREENWICH CT)

CT

03/10/2003 - 05/30/2007

W. H. MELL ASSOCIATES, INC. (STAMFORD CT)

GA

11/14/2000 - 02/14/2003

JACKSON SECURITIES LLC (ATLANTA GA)

CT

02/01/1990 - 10/05/2000

GREENWICH PARTNERS, LLC (STAMFORD CT)

NY

02/02/1988 - 12/19/1988

GLICKENHAUS & CO. (NEW YORK NY)

CT

06/25/1987 - 01/28/1988

TAYLOR BYRNE SECURITIES, INC. (STAMFORD CT)

NA

12/12/1985 - 07/09/1986

SHEARSON LEHMAN BROTHERS INC.

NA

04/24/1985 - 07/09/1985

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

NA

03/01/1983 - 07/13/1984

GLICKENHAUS & CO.

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Licenses & Designations

BC

Issued 12/07/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Starr Goldsmith.
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