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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanwood? Claim Your ProfileStanwood Chandler Sweetser, Jr. is a financial advisor with Raymond James & Associates, Inc., with over 30 years of experience in the financial services industry. Stanwood has held positions at UBS Financial Services Inc. and Citigroup Global Markets Inc. Stanwood has a wide range of experience, having served individual, corporate, and institutional clients. Stanwood is a Certified Financial Planner and holds a Series 7, 9, 10, 31, 63, and 65 licenses. Stanwood is also a registered investment advisor in Florida and Texas. Stanwood has a strong commitment to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/03/2019 - Present
Raymond James & Associates, Inc. (SARASOTA FL)
FL
11/06/2014 - 09/04/2019
WELLS FARGO CLEARING SERVICES, LLC (SARASOTA FL)
FL
04/23/2009 - 11/14/2014
UBS FINANCIAL SERVICES INC. (SARASOTA FL)
FL
08/26/1991 - 05/14/2009
CITIGROUP GLOBAL MARKETS INC. (SARASOTA FL)
IA
Issued 11/09/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/10/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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