Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanton? Claim Your ProfileStanton Kent Dwight is a financial professional with over 37 years of experience in the industry. He is currently registered with Ameriprise Financial Services, LLC and has been with the firm since October 2009. Dwight holds multiple licenses including Series 3, 7, 63, and 65. He has specialized in providing financial advice for various client types, including high-net-worth individuals, corporations, and trusts. His expertise spans asset allocation services, financial planning, pension consulting, educational seminars, and portfolio management. Prior to Ameriprise, he worked with firms such as Citigroup Global Markets Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/12/2010 - Present
Ameriprise Financial Services, LLC (Phoenix AZ)
AZ
03/13/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (SCOTTSDALE AZ)
AZ
07/31/1993 - 04/02/2009
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
NY
10/31/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/19/1985 - 11/21/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 06/25/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1989
Series 3 - National Commodity Futures Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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