Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanton? Claim Your ProfileStanton Schwartz is a financial advisor with over 20 years of experience in the industry. Stanton is a registered representative with LPL Financial LLC and is also a registered investment advisor. Stanton has a wide range of experience in the financial services industry, having worked with a variety of firms including Edward Jones, Mutual Service Corporation, and AFS Brokerage, Inc. Stanton specializes in providing financial planning and investment advice to individuals, corporations, and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
08/08/2017 - Present
LPL Financial LLC (BOCA RATON FL)
FL
03/13/2007 - 08/04/2017
EDWARD JONES (HOLLYWOOD FL)
MA
07/11/2005 - 03/21/2006
MUTUAL SERVICE CORPORATION (BOSTON MA)
TX
06/08/2004 - 12/31/2004
AFS BROKERAGE, INC. (AUSTIN TX)
FL
07/08/2002 - 06/23/2003
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
TX
03/13/2000 - 06/23/2000
NORTHSTAR SECURITIES, INC. (DALLAS TX)
MO
07/02/1999 - 03/29/2000
JWGENESIS FINANCIAL SERVICES, INC. (ST. LOUIS MO)
MI
01/20/1998 - 07/06/1999
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
TX
07/31/1997 - 03/09/1998
FIRST TITAN FINANCIAL CORP. (ARLINGTON TX)
FL
02/15/1996 - 06/12/1997
BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)
FL
02/01/1994 - 04/13/1994
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY (PALM BEACH GARDENS FL)
CT
04/22/1992 - 03/12/1993
ADVEST, INC. (HARTFORD CT)
NA
05/13/1986 - 12/02/1986
SOUTHMARK FINANCIAL SERVICES, INC.
NA
09/29/1982 - 06/19/1984
THOMSON MCKINNON SECURITIES INC.
BOTH
Issued 03/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/30/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/04/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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