Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanton? Claim Your ProfileStanton Alfred Specker is an investment advisor representative with Wells Fargo Clearing Services, LLC. Stanton has been in the industry since 1993 and has passed the Series 3, 7, 9, 10, 31, 63 and 65 exams. Stanton also holds the Certified Financial Planner designation. Stanton has been registered with the Securities and Exchange Commission since 2003 and has worked at Prudential Securities Incorporated, Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Stanton has offices in Overland Park, KS. Stanton is currently registered in 29 states and the District of Columbia. Stanton specializes in portfolio management for individuals, businesses, and investment companies. Stanton also provides financial planning services. Stanton's firm, Wells Fargo Clearing Services, LLC, is a large firm with over $10 billion in assets under management. The firm has a wide range of services and specializes in portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (OVERLAND PARK KS)
NY
11/03/1993 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/23/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/30/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 11/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stanton Specker is the right advisor for you? Invested Better is here to help.
