Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanley? Claim Your ProfileStanley Wong is a financial advisor with Cetera Investment Advisers LLC in Central Valley, New York. Stanley has over 45 years of experience in the financial services industry. Stanley is registered with the state of New Jersey as an Investment Adviser Representative and with the state of Texas as an Investment Adviser Representative. Stanley offers a variety of financial services to his clients, including financial planning, portfolio management, and insurance services.
CENTRAL VALEY, NY
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/01/2024 - Present
Cetera Investment Advisers LLC (CENTRAL VALEY NY)
NY
11/16/2006 - 10/03/2016
INVESTORS CAPITAL CORP. (CENTRAL VALEY NY)
NY
08/18/2003 - 12/01/2006
OPPENHEIMER & CO. INC. (FISHKILL NY)
PA
03/13/2001 - 08/26/2003
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
NY
11/11/1992 - 12/15/2000
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
02/28/1984 - 10/15/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/26/1978 - 03/14/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
06/25/1975 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/20/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/4/1990
Series 15 - Foreign Currency Options Examination
BC
Issued 2/24/1987
Series 3 - National Commodity Futures Examination
BC
Issued 10/16/1981
Series 5 - Interest Rate Options Examination
BC
Issued 6/21/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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