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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanley? Claim Your ProfileStanley Wong is an investment advisor representative with Cetera Investment Advisers LLC. Stanley has over 40 years of experience in the securities industry and is registered to provide investment advisory services in New Jersey and Texas. Stanley has a strong track record of providing personalized financial advice to individuals, families, and businesses. Stanley is dedicated to helping clients achieve their financial goals. Stanley is committed to providing clients with the highest level of service and expertise. Stanley has a diverse range of experience in the financial services industry. Stanley has worked for several firms, including Investors Capital Corp., Oppenheimer & Co. Inc., Commerce Capital Markets, Inc., Fahnestock & Co. Inc., Prudential Securities Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stanley holds a variety of licenses and certifications, including Series 3, 5, 7, 8, 15, 63, and 65. Stanley also has a number of designations. Stanley is committed to staying up-to-date on the latest industry trends and regulations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/01/2024 - Present
Cetera Investment Advisers LLC (CENTRAL VALEY NY)
NY
11/16/2006 - 10/03/2016
INVESTORS CAPITAL CORP. (CENTRAL VALEY NY)
NY
08/18/2003 - 12/01/2006
OPPENHEIMER & CO. INC. (FISHKILL NY)
PA
03/13/2001 - 08/26/2003
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
NY
11/11/1992 - 12/15/2000
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
02/28/1984 - 10/15/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/26/1978 - 03/14/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
06/25/1975 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1990
Series 15 - Foreign Currency Options Examination
BC
Issued 02/24/1987
Series 3 - National Commodity Futures Examination
BC
Issued 10/16/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/21/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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