Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stanley? Claim Your ProfileStanley Smith is a financial advisor at Wells Fargo Clearing Services, LLC. Stanley has been in the financial industry since 1984. Stanley is registered with the Securities and Exchange Commission and with the state of North Carolina. Stanley is a Registered Representative (Series 7), General Securities Principal (Series 24) and holds the Series 63 and 66. Stanley has experience in investment consulting, financial planning and portfolio management. Stanley has worked for several firms throughout his career including A.G. Edwards & Sons, Inc., J.C. Bradford & Co., Scott & Stringfellow, Inc. and Sherwood Capital, Inc. Stanley's current firm, Wells Fargo Clearing Services, LLC is a large firm with offices across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (BURLINGTON NC)
NC
03/25/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BURLINGTON NC)
NY
03/17/1988 - 04/06/1998
J.C. BRADFORD & CO. (NEW YORK NY)
VA
03/23/1998 - 03/25/1998
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NA
02/02/1987 - 03/16/1988
SHERWOOD CAPITAL, INC.
NA
12/19/1984 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 09/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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