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Stanley William Holtz

DC Advisory

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About Stanley William Holtz

Stanley William Holtz is a financial advisor with over 27 years of experience in the financial industry. Stanley is currently registered with DC Advisory in Chicago, Illinois. Stanley has previously held positions with Truist Securities, Inc., Moelis & Company LLC, BANC OF AMERICA SECURITIES LLC, UBS Securities LLC, Donaldson, Lufkin & Jenrette Securities Corporation, and CREDIT SUISSE FIRST BOSTON CORPORATION.

Firm Information

Stanley Holtz is currently registered with DC Advisory. DC Advisory is a Limited Liability Company that was formed on April 1, 2012. The firm is registered in California, District of Columbia, Illinois, and New York. It has one approved SEC registration and four approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stanley Holtz’s Registration & Firm History

IL

08/18/2023 - Present

DC Advisory (CHICAGO IL)

IL

06/04/2018 - 04/10/2023

TRUIST SECURITIES, INC. (Chicago IL)

IL

03/09/2009 - 04/11/2018

MOELIS & COMPANY LLC (CHICAGO IL)

IL

01/05/2005 - 02/17/2009

BANC OF AMERICA SECURITIES LLC (CHICAGO IL)

NY

06/08/2001 - 08/25/2004

UBS SECURITIES LLC (NEW YORK NY)

NJ

12/08/1994 - 04/06/2001

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

11/03/2000 - 04/05/2001

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/13/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stanley William Holtz.
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